Ethics Before Ontology?

Because Heidegger’s fundamental ontology left open the question of ethics (given his own allegiances in his lifetime) we have called into question the priority of ontology, the study of being. For Levinas and (late) Derrida, there is a return to the (ground?) of the ethical. Levinas’ thought has called into question the self-fashioning, active style of living existentialists such as Sartre. Sartre’s philosophy, influenced no doubt by his politics, argues for a philosophy of action and commitment, taking responsibility for one’s own actions as well as the facticity of one’s life. In What is Literature, Sartre argues for a ‘committed’ literature, focusing on the power of prose to alter the world rather than Heidegger’s turn toward poetry in order to think it.

John Caputo, taking his cue from Levinas and Derrida,  critiques phenomenology for its conception of the body as active, healthy, and in full possession of itself. While Maurice Merleau Ponty (early) argues for the primacy of perception, Caputo dares to riff on Derrida’s tears that may blind him to such easy access and movement through the world. He also dares to discuss the flesh as opposed to the body, the flesh of the wounded, the hurt, the sick. Not everyone is a prototypical phenomenological subject.

Levinas’ ethics and the thinkers that have followed in his line (such as Jean-Luc Nancy and Derrida) emphasize the passive aspects of human existence; This is not merely in the mode of “facticity,” as our situation in the world, but on a bodily level—we are all flesh. This leads us to consider questions of suffering as much as understanding (and their relation). Furthermore, this leads away from the ontology of the human being (Dasein) although as many have pointed out, Levinas still remains a bit anthropocentric.  

In this sense, what I will call flesh-phenomenologists, is the inverse of Sartre because they consider the ethical relation of beings rather than trying to define that being in its essence (even if, as Sartre once said, existence precedes essence) or understand the “meaning of being.” Before meaning, before understanding the other, we have to act toward the other in a certain way, perhaps without fully understanding him or her as a “human being.”

For what is it to be a ‘human being’? Heidegger implied that language set us apart. We can inquire into the meaning of our own being (see Being and Time) such that it is at issue for us. Interestingly, the late Heidegger argues that language ‘speaks us’ rather than us speaking it but still, if language is the House of Being then we deny a certain way of being to many things in the world. Yet, there is a passivity in Heidegger’s later thought that we find less in the rhetoric of Sartre. Freedom is a less a matter of Dasein’s possibilities and re-framed as a “letting things be” what they are. Dasein’s task becomes a stewardship to the meaning of being, a protector of its potential. Heidegger writes in “Question Concerning Technology” “Everything, then, depends on this: that we ponder this rising and that, recollecting, we watch over it [. . .] so long as we represent technology as an instrument we remain transfixed in the will to master it” (339). For Heidegger is concerned with What is called for thinking? Thinking does not seem related to writing or action, but is a contemplative act of Dasein. If we ponder truth and safekeep it, what is there left to change?

We can contrast this kind of pondering and revealing mood of late Heidegger with Kenneth Burke’s work. Burke’s pragmatic conception of language and man’s relation to it is that we are the “symbol using, abusing, and making” animal. Language for Burke is a tool. To be sure, not necessarily a tool that we fully possess—our language contains implicit exhortations and attitudes. But, nevertheless, language never achieves that quasi-mystical tone that later Heidegger contains. Burke is concerned primarily with the realm of the human and seeks to lay out a working definition of what man is [enter link to previous post]. But, whether we consider Burke to be working from ontology or from the ethical is where we place our emphasis.

For me, Burke remains a moralist in the best possible sense, taking into account Nietzsche’s deconstruction (for lack of a better term) of traditional morality and his task of transvaluation of all values. While there have been some (me included) who have drawn together Burke and Heidegger based on their interest in language, I think that if we shift the focus from the verbal to the “more than verbal” we can find parallels between Burke and the flesh-phenomenologists.

Perhaps the most basic (and crude) distinction we can make between the existential phenomenologists (Heidegger, Sartre, Camus(?), De Beauvoir, Merleau-Ponty) and the flesh-phenomenologists stems from looking at the religiosity of the latter. Levinas and Derrida draw from the Judeo-Christian religion as does Jean-Luc Nancy. For Levinas, the ethical imperative of a person’s “face” is the presence of the infinite within the finite and commands us not to kill. “Face” is not what one would expect. D. Diane Davis writes (citing Levinas):

Neither visible nor conceivable nor perceivable, face ‘is what cannot become content, which your thought would embrace; it is uncontainable, it leads you beyond.’ What one encounters in the face to face is the other’s finitude, the other’s exposedness—that is to say, both his or her mortality (susceptibility to wounding, to ravaging illness, to ‘the cold and the heat of the seasons’) and, simultaneously, his or her transcendence as sheer ungraspableness. (11-12)

Burke, in his dialectical and more pragmatic manner sees the ethical imperative of Thou Shalt Not Kill as the negative, which is an “idea” in the sense that it cannot be properly pictured. The realm of the Thou Shalt Not is that of action rather than ‘motion’. But Burke’s action is rarely a passive action. Obviously influenced by Kant, Burke writes: “And action is possible only insofar as the rational agent transcends the realm of sheer motion—sensory image [. . .] he can act rather than merely being moved or ‘affected’ (430-31). Thus, we see that for Burke, commands are not related to our passivity, which is rather in the realm of the sensory—we are affected by those things that ‘move’ us rather than allow us to act.

However, we have to be careful here because, again, Burke’s dialectical thinking provides a caveat: “Hence, though the injunction, “Thou Shalt Not Kill” is in essence an idea, in its role as imagery it can but strike the resonant gong: kill!” (431). To me, this is the Hegel coming out in Burke—the negation of something is that something plus something else.


 Levinas, however, is interested in how the realm of the ‘senses’, the flesh, the face of the other, its irreducible difference can command us to ethical being. We have no choice in the matter because there is not properly speaking an “I” before the confrontation with the other. As Gerald Burns recently puts it,

It is rather than I am a subjectivity without a subject—until I become subject to another’s claim, redeemed (so to speak) by the accusative voice that summons me out of my clandestine self to exist for another. I am not I (whoever I may be) until another interrogates me. (Bruns 23)

If we think about this from Bruns perspective, then it is not incompatible with Burke’s insistence on the limitations of man’s biological central nervous system. Diane Davis sums up Burke’s position:

Prior to language acquisition, psychosexual development, and class consciousness, burke proposes, there is biological estrangement, ontology’s insurance premium for securing his entire rhetoric of relationality [. . .] For him, the division between self and other is the ‘state of nature’ that is identifications motivating force: identification’s job is to transcend this natural state of division, and rhetoric’s job is identification. (Davis 22)

I think that biological separation (which, surely, Levinas would not deny!) is not the same as ontological separation. However, I agree with Davis that Burke does locates a separate ontological individual. But I wouldn’t go about showing the tenuousness of Burke’s claim through appealing to mirror neurons. Davis argues,

The ‘centrality’ of each individual nervous system can hardly be characterized as ‘divisive’ when it doesn’t manage consistently to distinguish between self and other; indeed, at the level of the organism, a rather astonishing condition of indistinction announces itself. (Davis 24)

I will look at Burke’s claim in terms of individuation with respect to the body and what we would call ‘soul” or “mind,” looking at how Burke conceives our bodies. Davis rightly identifies Burke’s conception of the biological necessity of private property: “What the body eats and drinks becomes its special private proprety; the body’s pleasures and pains are exclusively its own pleasure and pains” (Burke qtd. in Davis 22). For Burke, the concept of private property is not only important to our “egoistic impulses” but also to morals. In Permanence and Change, Burke writes,

Property and propriety are not etymologically so close by mere accident [. . .] Morals and property are integrally related. They are obverse and reverse of the same coin. They both equip us for living. There is an integral relationship between these two kinds of weapons, tools, or capital.” (212)

But what if we take away not the fact that we are separate biological organisms, but rather question our relationship to our bodies themselves? This is what not only the flesh-phenomenologists have done, but also, to a certain extent, Stanley Cavell. In The Claim of Reason, Cavell writes, “A better relation to the body is expressed by saying that I am the body’s possession. I am of it, it has claims upon me” (383). Yet, like Burke, Cavell ultimately affirms a separateness among us. This is the problem he sees with skepticism: “the attempt to convert the human condition, the condition of humanity, into an intellectual difficulty, a riddle,” a “metaphysical finitude as an intellectual lack” (Cavell 493). Although, Cavell is not quite sure what separates us (and what causes our finitude)—it does not seem to be merely the central nervous system. He writes,

The truth here is that we are separate, but not necessarily separated by something; that we, each us, bodies i.e. embodied; each is this one and not that, each her and not there, each now and not then. If something separates us, comes between us, that can only be a particular aspect or stance of the mind itself, a particular way in which we relate, or are related to one another. (Cavell 369)

But, I see a major difference in Cavell and Levinas’ thought. For Levinas there is no “I” or “we” prior to the other to acknowledge others. Cavell analyzes are condition in similar ways, but comes to the conclusion that we should self-fashion ourselves—take responsibility for creating ourselves. But for Levinas, we do not create ourselves. Paul Standish argues that this difference stems from the fact that Cavell does not accept Levinas’ emphasis on ethics before ontology: “From a Levinasian point of view, Cavell’s concern with “claims of the existence of the other” comes too late” (Standish 7-8).

Standish asks: does ethics before ontology “make sense,” which, to a Levinasian, is probably considered a silly question. The critique Standish offers of Levinas is his Western/Occidental focus, which I think is easy to pick on. To be fair, Standish is looking at these two thinkers from the point of view of education. I have already discussed Levinas’ idea of education according to D. Diane Davis as a trauma, a “shattering of self and world.” Cavell and Levinas are both skeptical about the possibility of “knowing” the other (in the sense of “grasping” and appropriating). But although Cavell also believes that learning takes place as a disruption of one’s identity, it is not so that it stays shattered. In fact, it becomes a way to know oneself:

It is the ability to make oneself an other to oneself, to learn of oneself something one did not already know. Hence this is the focus at which knowledge of onself and of others meet. I should think a sensible axiom of the knowledge of persons would be this: that one can see others only to the extent that one can take oneself as another. (459)

To make oneself another is a bit different than “identifying” with a specific other, but rather involves (it seems to me) a shattering of the self, but then, somehow, we are also supposed to learn something else about ourselves through this process? Do we create ourselves based on this process? There is no “self” prior to the confrontation? I am not sure. Although, it is interesting that Cavell takes us from the ethical relation of “acknowledgment” back to the realm of knowledge of oneself. Is this the same kind of knowledge Davis argues from Levinas’ work: we can only “undergo it; suffer it as an interruption, a rhetorical rupture” (207). But then—is it the other that makes us an “other” or is it ourselves through our own devices that can make of ourselves an “other.” If it is the latter, maybe this is why Cavell does not derive from his reflections a fundamental responsibility toward the other, but responsibility toward ourselves (which is definitely related to his study of Emerson). We have a choice as to our attitude on the world (this is the kind of ‘moral’ Cavell derives from his texts): “that we are tragic in what we take to be tragic; that one must take one’s imperfections with a ‘gay and sociable wisdom’ not with a somber and isolating eloquence. It is advice to accept one’s humanity” (494).

            Let us look at how Cavell frames responsibility to the other:

I wish to understand how the other now bears the weight of God, shows me that I am not alone in the universe. This requires understanding the philosophical problem of the other as the trace or scar of the departure of God. This descent, or ascent, of the problem of the other is the key way I can grasp the alternative process of secularization called romanticism. And it may explain why the process of humanization can become a monstrous undertaking, placing infinite demands upon finite resources. It is an image of what living our skepticism comes to. (470)

For Cavell, the problem of the other stems from the ‘trace’ or ‘scar’ of the departure of God—following Nietzsche in his proclamation that God is Dead (and we have killed him). Rather than claiming a “departure” for God, Levinas asks what possible meaning “God” can have if he is otherwise than being. Furthermore, Levinas frequently appeals to Descartes’ claim that there is an “idea” of infinity placed into the other; However, Levinas does not want this to translate into the claim that we have a “part” of God in us so that ‘God’ is distributed among people; remember, God is not essence/being. And yet, contra Cavell, I do not think that Levinas would think there has been a trace of a departure; instead, there is a ‘trace’ of God within the other.

If this is true, then Cavell’s use of the term “monstrous” to describe the process of “humanization” does not have to hold. True, the other does place an infinite demand upon finite resources in the sense that we must consider the third man in order to look toward Justice. We cannot let the infinite demand of the other make us forget about all other others (yes I know this is a strange way of putting it). But if Levinas is right that there remains the “idea” of the infinite, an idea and a trace that allows for some kind of transcendence, then perhaps it should not be framed as “monstrous[1]
”

Cavell claims that being human is “the power to grant being human” (Cavell qtd. in Bruns 41). In Levinas’ theory it seems that each ‘other’ human has the power to grant being human simply because they are other. So, in that sense, Cavell and Levinas would agree. However, Bruns frames Cavell as offering a theory of candidacy of the ‘human’ rather than the human as a category with set criteria. Humanness for Levinas seems already there—Levinas has frequently been critiqued for his anthropocentrism.

Bruns’ own argument in On Ceasing to Be Human concerns the question of the animal. According to Bruns, Derrida advocates ridding ourselves of the word ‘animal’ and to stop thinking about the line between animal and human as one binary line. Bruns interprets this as a shift from the “what” (let us say, “cat”—or even the “I”)  to the who: “In contrast to the ‘givenness’ of the ‘I’ [. . .] the mode of existence of the who is just that of being in doubt or in question, being addressed, accused, or called to account (Bruns 95). Questions we may ask are, “Who am I to attribute abilities to myself that I refuse to the animal-other? Indeed, by what right, that is, on what basis to I attribute to myself this or that capacity at all, whether I deny it to other or not?” (Bruns 94).


Thus, we turn to a who question: Who(ever?) has the power to “grant being human”? For Levinas, any human other with a ‘face’, a trace of the infinite. For Cavell, it seems that we ultimately are the ones that have to decide to what extent we want to grant human status, but that there are no set, universal criteria on which to base this decision. Cavell recommends that we make ourselves another to ourselves. So far as I understand it from Bruns, Derrida claims that this is not something we have to actively do: “To the question ‘Who am I?’ there is no answer, for the simple reason that I am as much an other to myself as I am to my neighbor or to my host or, for that matter, to my cat” (Bruns 96). Perhaps we can draw on Levinas here and argue that it is the other others (human and non) who make of us others to ourselves because it calls us to responsibility for the other in his place. But can we take the place of the animal other? Is substitution possible?

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[1] Query: If the human is the ‘face’ of the other (and thus the trace of the infinite) then is not Levinas’ own thought based primarily on ontology? True, God may be conceived of a relation but surely we would have  to make clearer distinctions between human and non-human others. D. Diane Davis in her “P.S.” to Inessential Solidarity shows Levinas wavering on this point—he cannot say for sure if snakes, for instance, “have a face” in his sense. 

De Man, Jameson, Burke: Irony

Irony

An old teacher of mine, ironically, hammered in his definition of irony and made us repeat it several times: “A statement or event in which the opposite is said or the unexpected happens.” As I reflect on the meaning of irony as a nascent literary critic and academic, I find that this definition really doesn’t nail irony. A statement in which the opposite is said, perhaps, but the opposite is said but really means the opposite of the opposite (to put it pseudo-dialectically). “the opposite is said”—the opposite of what one intended? In this case, would the well-worn joke about Freudian slips constitute irony? “I mean to say please pass the peas, but I really said ‘you fuckin bitch you ruined my life”?

The definition give by Mr. T. (not the Mr. T. you are thinking of) seems to distinguish between two types of irony: verbal and actual. Of course, this is inadequate considering what we call “dramatic irony,” which is concerned with the relative position of an observer of a play or action. We seem to want to describe irony or the situation, but is not the criteria of irony a kind of feeling? Before you rise up in arms against me, I am not trying to equate irony with some sort of Cartesian (or, in this age, Bergsonian) idea of “intuition.” But, we will say to something “isn’t that ironic?” Or, Alanis Morissette will claim that it is ironic when “its like 10,000 spoons when all you need is a knife.” Morissette tells the story of a man who “played it safe” took a flight (which he was petrified of) and the plane ends up crashing. So—is irony a sort of cruelness of fate? We say sometimes that is “cruelly ironic.” Is this what irony consists in? My god, perhaps Socrates should have asked Euthyphro to define irony rather than Piety does this statement involve itself in ‘irony’ because Socrates is sometimes considered a great ‘ironist’ himself? I do not know and without a clear definition I cannot decide for or against.

In the literary world, irony is one of those concepts that keeps coming up again and again—people deride it and praise it equally. Irony—is it the lack of sincerity? Of aesthetic authenticity? Let us look at some ‘definitions’ (although I hesitate to call these definitions—perhaps, “characterizations” is in order?).

Fredric Jameson characterizes Irony in terms of a Greimasian rectangle in his essay “Synthesis, Irony, Neutralization and the Moment of Truth.” Irony in terms of the G. rectangle is the “complex term,” the “ideal synthesis” rather than the neutral term (which Jameson tries to pinpoint). Irony,

Which promises if not to reconcile the fundamental opposition in question (Art and Life, Private and Public, City and Country, Mind and Body) then at least to allow us to think and practice both at the same time. Irony is thus also a way of unifying opposites. (179)

I have always described the effect of irony as a “stopping” of the mind. . .its like when the dialectic stalls and a pleasureful ‘ironic’ feeling passes over one and action never takes place. Irony is characteristic of the Modernist spirit for Jameson, which is principled on “the modernist value of reflexivity” (178). This reflexivity, for Jameson, exemplifies a state of inaction because it’s a fiction of having one’s cake and eating it too. In political terms, “you can at one and the same time believe in the importance of politics and embrace everything we might lose if we indulged in political practice” (179). Thus, Irony is, for Jameson, a moment of indecision. . .but a moment of indecision that is pleasureful and fulfilling.

In contrast, Jameson wants to offer a vision of the “neutral” term which, rather than “both and” is “neither/nor” and that stays in the realm of the negative. The neutral term, it seems, can only be figured rather than concretely realized. . it is the realm of possibility. This is the space of utopian possibility.

 Its interesting to me that the neither/nor, the negative, gets figured as such a utopian space. The neither/nor –the negative moment—seems similar to what Ernst Bloch calls “the not-yet-conscious.” A sort of objective real possibility, which, though it takes work and effort to realize, is still a possibility. Bloch strives toward hope rather than fear and despair. Bloch is a hopeful Heidegger, which is no Heidegger at all (I'm far from saying that one has to be a Heidegger)

Anyway, I have gotten further away from my first subject: irony. Jameson seems to believe we need to—if you’ll excuse the word—transcend irony. Actually, the better way to frame this is that we need to go in the opposite direction, toward the negative.

But is Irony really a synthesis--the both/and term? That we hope for such terms to break out of fiction into the empirical world and as such transform it? Gerald Raunig in his recent book A Thousand Machines argues that Soviet Theater created such tension without catharsis in order for the catharsis to occur in the streets (his own work, while acknowledging this historical precedent, does not engage this question).  I always thought this hope of a new world order was kind of silly; not because it could not be achieved, but because our writing about it seems a bit like we hope and we hope and we hope for this one thing to happen, for this world to usher in, but then to cover our ass, realize its inevitable failure.  We make this failure an impetus to more hoping, hope for change, hope for a recognition and transformation of the System of Systems, which Jameson would name Global Capitalism.

Jameson may be correct that irony resolves conflicts without action—that it allows for some sort of stagnation; indeed, as I characterized above, it seems that irony results in what can only be called an intellectual and perverse satisfaction in a situation that has occurred. Perhaps I am a bit too modernist and perhaps I am too satisfied with aesthetic satisfaction. However, I do want to be cautious of my use of the word “aesthetic,” since De Man’s Literary Theory comes into being

when the approach to literary texts is no longer based on non-linguistic, that is to say historical and aesthetic, considerations or, to put it somewhat less crudely, when the object of discussion is no longer the meaning or the value but the modalities of production and of reception of meaning and of value prior to their establishment. (7)

Rather than aesthetic criteria, De Man argues that we should look at the rhetorical effects: “It is a rhetorical rather than an aesthetic function of language, an identifiable trope that operates on the level of the signifier and contains no responsible pronouncement on the nature of the world” (10). I have been trying to grasp how this relates to Burke’s notion of rhetorical language and his analysis of the rhetorical moments in poetry. De Man writes that language has an ‘autonomous potential’ which “can no longer be said to be determined by consideration of truth and falsehood, good and evil, beauty and ugliness, or pleasure and pain” (10). I’m not sure what to make of this passage in light of Burke’s ideas about the motives of language. Is De Man saying that language forces us to feel the illusion of the word’s connection to these abstract ideas? In that sense, De Man would follow Burke in divorcing the symbolic world from the non-verbal. Furthermore, De Man’s sense of the negative is in line with Burke. As Burke says, “man must spontaneously recognize that his word for a thing is not that thing” (Burke, “Dramatistic View” 461). As Jameson would say, ‘we shall see’ that it is no coincidence that De Man hoped to write on Burke before his death when we reach our discussion of irony. Furthermore, we can understand Jameson's understanding of irony as the ideal unifying of opposites, since metaphor/trope is both the thing and not the thing. The interesting part to me is to work on how these two things are different--how the negative functions--rather than dismiss this as a fruitless task. This is, I believe, what Burke does so damn well. 

But let us return to De Man. In her introduction to De Man’s work and life, Lindsay Waters argues that although De  Man’s had a radical turn in thought involving the place of rhetoric, he remained committed to the problems of interiority. According to Waters, De Man disliked what he say as the Modernist emphasis on connecting the subject and the object through finding a symbolic objective correlative that reconciles art and fiction, which was also the kind of resolution sought by the New Critics. For De Man, “the separation of subject from object was absolute” (Waters xliv). Waters  makes a distinction between Eliot’s modernism and De Man’s work. De Man’s ‘interiority’ or ‘inwardness’ is not about psychology—it has nothing to do with the ego. Rather, De Man follows Hegel (particularly through Kojeve, under the influence of Heidegger):

This abstract consciousness is exactly what the heterodox tradition de Man emulated would focus upon, even though the difficulties of keeping clear the distinction between the ontological self and personal self and keeping the notion of consciousness strictly impersonal would prove difficult given the pathos inherent in phrases like ‘unhappy consciousness and the use of the idea of death. (xxxvi)

Perhaps we can say that the Modernists attempted to make their personal fiction, which was always contaminated by the specific ego’s choice of objective correlatives, the criteria for the world. This is close to the position of Kenneth Burke, who sees poets implicitly arguing for their way of looking at the world—to make the world personal. The world becomes a means of expressing one’s own interior ego, but not consciousness as a self-reflective process. It is this self-reflexivity that Jameson argues is characteristic of modernism. But is this Eliot’s Modernism? To me, it seems that by sucking the consciousness out of the poem, Eliot makes the world a reflection of the personal whereas De Man’s reading of the Romantics argues that in some sense they are trying to empty the consciousness of the personal ego to explore, in a Hegelian manner, the movement of consciousness itself.

We need have this background for De Man’s understanding of irony in “The Rhetoric of Temporality.” For De Man, irony reveals a fundamental distance:

The act of irony [. . .] reveals the existence of a temporality that is definitely not organic, in that it relates to its source only in terms of distance and difference and allows for no end, for no totality [. . .] It can only restate and repeat it on a n increasingly conscious level, but it remains endlessly caught in the impossibility of making this knowledge applicable to the empirical world.

Indeed, if we know anything about Jameson, we can see how a passage like this would be a bit prickly, because it cuts off fiction from making any real change in the outside world; it denies ‘totality’ and it denies the possibility of fiction leading to (or figuring) utopia.

Jameson’s project involves ridding us of a sort of decadent self-reflexivity of the nature of language. De Man is fine with living that contradiction, maintaining even in “Resistance to Theory” a separation between language and reality:

Literature is fiction not because it somehow refuses to acknowledge ‘reality,’ but because it is not a priori certain that language functions according to principles which are those, or which are like those, of the phenomenal world. It is therefore not a priori certain that literature is a reliable source about anything but its own language

Theory for De Man is different than Theory for Jameson (who says in Postmodernism that this ‘resistance’ to theory is De Man’s theory). Theory for De Man involves not only a “reading” of a text, but that theory concerns the act of reading itself. Whereas Jameson wants to move past the reading toward the neutral term, the utopia, the new world order, I get the sense that De Man wants to stay within the reading. Whereas Jameson gets from narrative theory a kind of justification to transcode, De Man still puts (admittedly, perhaps a metaphysical) faith in a distinction between the realm of language and the empirical world.

 Let us see if Burke’s view of irony jives with De Man’s. Burke argues, “Irony is the most obvious specific example of the implied feeling for the negative” (461). The negative, for Burke, is also the condition of the possibility for metaphor: “For we could not properly use a metaphor unless, as with the closely related trope, irony, we spontaneously knew that things are not as we literally say they are” (462). We are seduced and persuaded by our metaphors so that “if we find that, over a long stretch of time, a given person’s metaphors all seem to be pointing the same direction, we can legitimately suspect that there is a compulsion within the freedom” (462). Thus, we can understand De Man as making a similar move when he argues that this tropic element of language is its resistance to the world, revealing the rift between the “symbol using, abusing, and making” animal (man) and the surrounding world.

I am not sure which side I am on, but I am attracted to De Man’s willingness to read.  

Heidegger and Burke on Communication and Rhetoric

Both Heidegger and Kenneth Burke get talked about a lot in a particular group of scholars in rhetoric and composition (Thomas Rickert, Byron Hawk, Victor Vitanza, just to name a few). I have just introduced myself to Burke intensely in the past few weeks and its making me think about whether Heidegger’s thought is useful for my current work. Both Burke and the (early) Heidegger seem to be ‘humanists’ in a certain sense of the word and both of them believe that language sets man apart from animals (after all, if logos is associated with reason, logos meaning “word,” then man is the animal who uses words), but both of them look at language in a different way, Burke eventually arguing for “symbol-using, mis-using, and making” creature and Heidegger eventually posits language as a kind of metaphysical entity primordially linked to Being. Let us begin with Heidegger.

For Heidegger, Dasein is separated from other animals because “being is an issue for it” (Being and Time 32). But this is not to just say that being strives to persist in its own being (Spinoza’s conatus) or that we are motivated merely by self-preservation, but rather that “Understanding of Being is itself a definite characteristic of Dasein’s Being” (32). Heidegger argues that this makes Dasein the only ‘ontic’ being that is  ‘ontological’. We question our own being, our own acts, etc.  Heidegger’s task is to question the “meaning of being.”  In order to discover this, Heidegger uses Dasein (the inquirer) as a paradigm—what is the meaning of our being—our human being: “Therefore, fundamental ontology, from which alone all other ontologies can take their rise, must be sought in the existential analytic of Dasein” (Being and Time 34). Since Dasein uses language, Heidegger takes our language as a starting point. This is one of the strengths of Heidegger’s work—he literally asks what the meaning of the copula “is” is: When we say that something “is” this, what do we mean? The scientific ‘state-of-mind’, which is also the way philosophers have thought about this forever is that the ‘is’ is a substance. The world is a space which contains substances and objects. This thinking of “is” reduces the object (or the person) to what Heidegger calls “presence-at-hand,” which is a certain way we can look at objects. However, for Heidegger, and for Burke, the world is not just ‘there’, we are engaged in it and indeed see things in terms of its use. It is this kind of pragmatic view of Heidegger that a lot of rhetoric and composition people focus on—that and his concept of the world (something we may return to in another post).

Burke too believes that the ‘is’ covers up a mode of being (an act) rather than revealing a substance in itself. Burke asks in the Rhetoric, “)—“is [Plato] not here seeking for the verb, “to be a house,” as the universal in which every particular “being-a-house” would participate?” (Rhetoric 153). This is why Heidegger asks the question of being, because for him, the primary act is being. This is Heidegger’s task from the get-go. For Burke, however, we cannot look into the ‘to be’ in order to find the ‘meaning’ of Being as such. But by going from the idea of “this is this” to “to be a ____”, which is an act and attempt to put it back into a meaning for Burke is somewhat pointless. This is because Burke is primarily interested in actions, which are related to ethics, something with which we all know Heidegger had his issues. This is because, I think, Heidegger tries to place the emphasis on the side of Being rather than the side of action. In other words, whereas pragmatic thinkers like Burke and Dewey want to infuse instrumentality with a sense, (late) Heidegger wants to argue that ‘thinking’ itself is an act that somehow transcends practice and action. As if thinking was something different than acting! (is it?) This is the power of Burke and, I think, Dewey: thinking/acting may be instrumental, but not merely instrumental (see Dewey’s Reconstruction in Philosophy). Heidegger wants thinking to be the primary activity (also seemingly obvious in his metaphors of ‘dwelling’, ‘house of being’, etc.). In his “Letter on Humanism,” Heidegger writes, “The answer is that thinking is neither theoretical nor practical. It comes before this distinction,” which seems all well and good until he says “such thinking has no result. It has no effect. It satisfies its essence in that it is” (259).

           

For Heidegger, especially in his later work, language reveals the world in ways (again, we have to look at the Heideggerian language of ‘alethiea’—this is present even in Being and Time)—for Burke? It argues the world (strange way of putting it, I know). Language only uses us insofar as each word is infused with moral content regarding our actions. But let us return to Heidegger’s Being in Time and see if we locate where this difference comes from.

Dasein (we) understand ourselves in terms “of a possibility of itself: to be itself or not itself” (33). This implies a kind of freedom for human beings (a term that will be made much of by later existentialists, like Sartre).This does not mean that we are unconditioned—this is a mis-reading of much existentialism. However, this does seem to imply that our actions are most related to what we are—our authentic being—rather than acting on the world. We will see what Heidegger thinks as most “authentic.”  My question, as I delve into one of the most useful and complicated sections of the first part of Being in Time, Ch. 5 “Being-in as such,” is: how is Heidegger’s ‘fallenness’ and Burke’s several characterizations of ‘original sin’ different? What are the rhetorical and ethical implications in Heidegger’s articulation of understanding, assertion, discourse, idle talk, and curiosity, and, most importantly, communication?

For Heidegger, we are most authentic when we are most concerned with our own being—when we are reflecting on our possibilities. The state-of-mind (or ‘mood’) of Fear/anxiety/dread (pick your translation of the German) calls us to consider our freedom of possibilities—it takes us away from our ‘involvement’ in the world and lets us reflect on our state in the world. But this is only one side of Dasein, the other being understanding. Richard Polt’s Heidegger, an Introduction explain’s Heidegger’s sense of understanding

But consider our everyday experience of getting to know someone by asking what she does. She answers ‘I am a sculptor’…The statement ‘I am a sculptor’ means (if it is a truly revealing statement) that the possibility of sculpting is an important possibility for her. She understands herself and her world largely in terms of  it…her very identity is formed by her ability to sculpt. In general, our Being is an “ability to be” or “can be. (Polt, 69)

Thus, although this makes a lot of sense, it formulates our being-in ‘as such’ as a process of identity formation—what we want to be. We might also want to look at this in terms of Burke's "occupational psychosis" that he discusses in Permanence and Change. Before we move into Heidegger’s treatment of our interaction with others, let us look at Heidegger’s articulation of Interpretation, which is related to our primordial understanding. I am directly copying from a précis I wrote on Heidegger’s chapter in college:

The as-structure

“That which has been circumspectively taken apart with regard to its “in-order-to”, and taken apart as such—that which is explicitly understood—has the structure of something as something” (Heidegger, 189). For example, we see the hammer as something to hit nails with. The hammer is already interpreted and understood before we perceive it as “ready-to-hand.” Heidegger wants to make sure we understand that this means that an interpretation is not something “added” onto a present-at-hand, but that anything we encounter in the world is already interpreted as something with which we concern ourselves.

The fore-structure

Richard Polt says that the explanation of the 3 main terms here (fore-having, fore-sight, and fore-conception) is rather vague in Heidegger: “but the main point is that, in various ways, we must already have a ‘take’ on something, as we say, before we can interpret it” (Polt, 71). (If the reader wishes to delve into an attempt at distinguishing these terms and an excellent concrete example, see Gelven’s Commentary pgs 94-96).

Meaning

Meaning is not another way to understand interpretation, but rather it is the term for both the as-structure and the fore-structure together: “When entities within-the-world are discovered along with the Being of Dasein—that is, when they have come to be understood—we say that they have meaning” (Heidegger, 192). Only Dasein is meaningful (Heidegger, 193) because meaning is not a property attached to something present-at-hand, but is inherently related to Dasein’s being. Because Dasein is the only being that can have meaning, it is the only thing that can be meaningless (this is different from “unmeaning,” which characterizes present-at-hand things as “essentially devoid of any meaning at all” (Heidegger, 193).

Michael Gelven points out explicitly how different this is from traditional conceptions of meaning: “For such a rendition of meaning places the focal point of meaning not in the words, but in Dasein” (Gelven, 96). In this next section Heidegger will tell how assertion (statements in words) are derivative of this sort of meaning of Dasein.

Michael Gelven makes a good point. For Heidegger, meaning (and Interpretation) is not in ‘words’ but in Dasein. Words form assertions. Assertions are derivative from Interpretation. Communication can only happen in the realm of assertion, but look at how Heidegger claims assertion mainly describes:

Heidegger defines assertion as “a pointing-out which gives something a definite character and which communicates” (Heidegger, 199). Heidegger explains that the reason assertion is derivative of interpretation is that there is a change in the as-structure: “In its function of appropriating what is understood, the ‘as’ no longer reaches out into a totality of involvements. As regards its possibilities for Articulating reference-relations, it has been cut off from that significance which, as such, constitutes environmentality. The ‘as’ gets pushed back into the uniform plane of that which is merely present-at-hand” (Heidegger, 201). Assertion thus covers up the readiness-to-hand of an object and reveals it merely as a presence-at-hand with a certain “property” rather than involved in a totality.

Somehow, once we put things into ‘words’ and sentences, Heidegger argues that the as “no longer reaches out into a totality of involvements” (199). Somehow, assertions are cut off from the non-verbal world of experience and the assertion transforms Interpretation into presence-at-hand. On one level, I think Burke would agree with this. Indeed, his project is to restore the actions and moral implications (and really ‘force) in words and sentences—but Heidegger does not consider this aspect. Sure, the ‘as’ structure or the ‘action’ of a hammer is covered up by asserting something about the hammer: ‘the hammer is steel,” but assertion (and communication) is not merely descriptive and it is not always signifying. For Burke, assertions (language,words) are tied up with the non-verbal in a forceful way rather than as a kind of ‘derivation’. Heidegger’s “assertion” contains no force. John Muckelbauer argues in The Future of Invention that rhetoric as persuasion is a “constellation of forces,” and is not “primarily concerned with understanding or even with the effort to prevent misunderstanding” but as a consideration of its effects (Muckelbauer 18). If we remember, late Heidegger in Letter on Humanism privileges thinking as something which participates in being rather than acting in the world. Thus, Heidegger leaves no room for a consideration of effects of thinking (this is different from considering the consequences of an act).

In order to really get at the problem with Heidegger putting aside persuasion, we have to move into his discussion of communication. I quote an extensive passage from Being and Time:

‘Communication’ in which one makes assertions—giving information, for instance--is a special case of that communication which is grasped in principle existentially. In this more general kind of communication, the Articulation of Being with one another understandingly is constituted. Through it a co-state-of-mind gets ‘shared’, and so does the understanding of Being-with. Communication is never anything like a conveying of experiences, such as opinions or wishes, from the interior of one subject into the interior of another. Dasein-with is already essentially manifest in a co-state-of-mind and a co-understanding. In discourse Being-with becomes ‘explicitly’ shared; that is to say, it is already, but it is unshared as something that has not been taken hold of an appropriated. (205)

This is a hard passage. But what I think Heidegger is getting at is how communication involves a primordial sharing among Da-sein. But the funny thing about this mit-sein, this publicness of Dasein in the world, is that Heidegger characterizes this as a fallenness and inauthenticity. Heidegger writes, “Thus Dasein’s understanding in the ‘they’ is constantly going wrong in its projects, as regards the genuine possibilities of Being. Dasein is always ambiguously ‘there’—that is to say in that public disclosedness of Being-with-one-another where the loudest idle talk and the most ingenious curiosity [my italics] keep ‘things moving’” (Heidegger 218-219). Heidegger is quick to add that this ‘fallenness’ isn’t ‘bad’ but is just part of how the world is. However, one senses his reservations for this public being-with-one-another. It seems that Burke describes this ‘fallenness’ in detail, which is the rhetorical situation. For Heidegger this ‘being-with’ actually masks other intentions: “Being-with-one-another in the “they” is by no means an indifferent side-by-sideness in which everything has been settled, but rather an intent, ambiguous watching of one another, a secret and reciprocal listening-in. Under the mask of ‘for-one-another’ and ‘against-one-another’ is in play” (219). Even though Heidegger says that this is the pre-condition for care and the possibility for understanding, it still seems as though Heidegger does not think this is the goal/purpose of Dasein. The they-self is where people are at odds and yet, at the same time, ‘with’ one another.

For Heidegger, as I’ve already pointed out, the point of communication and understanding  is to reveal the world so as to genuinely understand things. This comes out in his understanding of ‘ambiguity’ as part of the ‘they’ self:

“Ambiguity deals with the impossibility to tell what is genuine understanding and what is not: “When, in our everyday Being-with-one-another, we encounter the sort of thing which is accessible to everyone, and about which anyone can say anything, it soon becomes impossible to decide what is disclosed in a genuine understanding and what is not” (Heidegger, 217)

            For Burke, language is not primarily related to meaning, understanding, and being, but to actions. Heidegger points us in the right direction, arguing that we must move away from our everyday understanding, but makes the mistake that the criteria of judgment should somehow be ‘understanding’ or meaning. What Burke makes clear, is that language is used and has force and related to moral acts. Later Heidegger moves more and more into an understanding of language as such, which he finds in poetry.  Michael Gelven writes, “We understand language as language only as poetry.” Language is primarily understood as something that we “use” to express ourselves, but, it is only when someone speaks well that we recognize language as language and not as a “tool.”     

But this is precisely what Burke is arguing against: even poetry contains motives that relate to the realm of acts and morality. Poetic language is weighted language: no words are ‘neutral’.

Wheras for Heidegger, we are the “preservers” of being, we watch over language, we attempt to preserve its mystery, Burke de-mystifies. Heidegger dreams of poeisis: “And art was called simply techne. It was a single, manifold revealing. It was pious, promos, i.e. yielding to the holding sway and the safekeeping of truth” (339). Perhaps it is this ‘pious’ attitude that Burke seeks to de-mystify. Its not that piety in itself is bad—on the contrary--but rather than adhering to the piety of a kind of destined and unified truth/Being, Burke seeks to break these pieties by “perspective of incongruity” (see Permanence and Change). There are many pieties: “Piety is the sense of what properly goes with what” (74). And a new piety involves the displacement of an old piety, which involves exhortation. This is why for Burke, assertion really is an ‘assertion’—it exhorts someone to see something a certain way. I love these lines by Burke:

Morals, shaped by the forms and needs of action, become man’s most natural implement when exhorting to action. As implicit in censorial words, they are the linguistic projection of our bodily tools and weapons. Morals are fists [my italics]. . .From this point of view, the moral elements in our vocabulary are symbolic warfare. (P&C 192)

Our ‘fallnness’ for Burke, our ‘categorical guilt’, is not inauthenticity, or impiety towards the revealing of truth, but rather in our material (though non-verbal) relations to one another. Indeed, language as such has an implicit hierarchy. It is this hierarchy that Burke calls the ‘social mystery,’ which, though not the only mystery, “gains in depth, persuasiveness, allusiveness and illusiveness precisely by reason of the fact that it becomes inextricably interwoven with mysteries of these other sorts” (Rhetoric f277). It’s in classification and the motives for each class (not necessarily economic class) that creates a hierarchy. Burke writes in the Rhetoric, “The ‘invidious’ aspects of class arise from the nature of man not as a ‘class animal’ but as a ‘classifying animal’” (282). Thus, persuasion, conflict, and appeal in language would still exist in a ‘communist’ society (as indeed, we have seen by historical example). This is because, so long as we use language, there will be a principle of hierarchy. Language is not descriptive or revealing of reality, but “hortatory.” Language, in its essence, is not to describe, but  to convert to a certain point of view or orientation: “Spontaneous speech is not a naming at all, but a system of attitudes, of implicit exhortations” (P&C 177).

If this is true, then the ‘state-of-mind’ that Heidegger finds within Dasein is transferred to language itself. Language itself, as a creation by man (and woman), has prejudices and motives. As such, language is always ethical and concerned with actions.  

At this point, I’d like to look at two later essays of Burke: “The Definition of Man” and, especially, the brilliant and dense, “A Dramatistic View of the Origin of Language.”

Here are the 5 statements Burke makes about man:

1. Man is the symbol using animal

2. Man is the inventor of the negative (or moralized by the negative!)

3. Man is separated from his natural condition by instruments of his own making

4. Man is goaded by the spirit of hierarchy

5. Man is rotten with perfection

(See Language as Symbolic Action pg 16 for a summary)

To me, this is a powerful definition. Burke elaborates on most of these, but particularly the use of the ‘negative’ in the penultimate essay of Language as Symbolic Action. In this essay, Burke traces the negative “as such” back to its possible origins. For Burke, the use of the negative is the essential distinction between the verbal and the non-verbal (LSA 420). Although he allows that, following Bergson, there is no negative in nature (everything is positive), Burke locates the importance of the negative in morality:

a Dramatistic approach would look for the ‘essential’ instance of an admonitory of pedagogical negative—and it would find this to perfection in the negatives of the Ten Commandments. Hence we would ‘start’ in the thought of the negative command” (422).

We can understand how this might be problematic for someone like Victor Vitanza. The mention of “pedagogical negative” and the Christian connotations of Burke’s work (whereas Vitanza draws on Lyotard’s ‘pagan’ philosophy). But I think Burke makes a very convincing case for the negative as a useful aspect of language. As Raul Sanchez pointed out to me the other day, there are a lot of thinkers who are trying to get passed dialectic, which also means getting past the negative. But can we get passed the negative—and—if the negative really is the ‘genius’ of language, do we want that? Burke writes at the end of “A Dramatistic View of the Origins of Language,” “In their positive,  material nature as powers, our many might new technological devices cal for a corresponding set of admonitory controls, or negatives, which are best sanctioned how?” (LSA 479).

Burke explains the negative as an idea as opposed to an image. Why? Because Bergson’s argues that we cannot picture nothing—we have to picture something that ‘means’ nothing. This leads Burke to argue that ideas do not have to be “things,” rather, ideas are in “the realm of action” (430). This is not to say that once a negative is expressed, it does not also include an image: “ ‘Thou shall not kill’ is in essence an idea, in its role as imagery it can but strike the resonant gong: ‘Kill’” (431). This gives me an interesting take on Hegel’s determinate negation: not-kill contains the image of kill, but the idea of a command. This is why not-A, when expressed in words, is something completely different than the ‘opposite’ of A, or ‘nothing’.

Heidegger does not consider ‘ideas’ in this way. In Being and Time, he argues that “even a command is given about something, a wish is about something” (205). Rather than emphasize the ‘something’ (which is the ‘image’), Burke emphasizes the command (and thus the rhetorical, persuasive aspects).

I will probably return to Burke, Kant, Bergson, and Deleuze in my next post, but I think this is enough for now. I think I can also see how this later essay of Burke’s could lead many rhet/comp people into an exploration of Levinas (see Diane Davis). 

Works Consulted/Cited (abridged because of laziness)

Burke, Kenneth. A Rhetoric of Motives

Burke, Kenneth Language as Symbolic Action

Burke, Kenneth. Permanence and Change. 

Heidegger, Martin. Being and Time. 

Heidegger, Martin. "Letter on Humanism." Basic Writings. 

Muckelbauer, John. The Future of Invention. 

Noise and Burke's mystifying hieararchy

The Chain of Being

The Chain of Being is 'the' example of hierarchy. For Kenneth Burke, "the hierarchic principle itself is inevitable in systematic thought” (141). Burke argues that mystification occurs because there is a principle of hierarchy behind any one term. Mystification and, its pastoral equivalent, embarassment, occurs whenever there is communication between two kinds of beings: "There is the ‘mystery’ of courtship when ‘different kinds of beings’ communicate with each other. Thus we look upon any embarrassment or self-imposed constraint as the sign of such ‘mystery'" (Burke 208).  However, this separateness (as well as the hierarchy behind it), what Burke calls "standoffishness" is necessary to communication and persuasion. Burke's dramatistic rhetoric is based on the idea of courtship, which always involves a distance. Indeed, it is this standoffishness or 'self-interference' that indicates what Burke calls "pure persuasion" (269). In the terminology I have been using lately, this would be the necessary 'noise' of persuasion and not only communication. Burke writes,

"—“We would only say that, over and above all such derivations, there is implicit in language itself, the act of persuasion; and implicit in the perpetuating of persuasion (in persuasion made universal, pure, hence paradigmatic or formal) there is the need of ‘interference’. For a persuasion that succeeds, dies.” (274).


In order to keep up the courtship and the persuasive appeal, there must be some kind of interference or distance between the addressor and addressee. The question becomes: is hierarchy necessary for persuasion to occur, or is it merely differences in kind? Can we use Burke's thoughts on hierarchy to look at the 'noise' of the system, which is its principles of division and identification?  How linear is Burke's 'hierarchy' in our age? Is an appeal by necessity and appeal to someone in a position of authority, someone slightly up the food chain? Is this not necessary in order to appeal to this? Burke thinks that all of these appeals, in their purest form (although this is impossible) would be a pure prayer, addressed not to an object  "but to the hierarchic principle itself, where the answer is implicit in the address” (276).

More on this later.